Investment Management

Wolf & Company offers a comprehensive suite of assurance, tax, compliance, and consulting services to investment advisors, investment funds, family offices, fiduciaries and trusts, private wealth managers with alternative investments, and broker-dealers.

These services are designed with a complete understanding of your need for timely service, collaborative interactions with administrators, prime brokers, and investors, and regulatory reporting requirements. Relying on knowledgeable experts across multiple service lines within Wolf, we are proud to offer a wide array of services to enterprises that offer financial services.

Services include:

We have extensive experience with matters unique to advisors and funds. Our expertise includes working with regulatory requirements, interfacing with third-party administrators and prime brokers, and completing timely K-1 reporting. We also work with clients on withholding obligations on foreign investors, reporting of off-shore investments, and the valuation of complex financial instruments and alternative investments. Wolf is PCAOB registered and inspected, allowing us to practice before the SEC.

Download a PDF to learn more about our Investment Advisor and Funds services.

Download a PDF to learn more about What Service Providers Need to Know About SSAE No. 16.

Download a PDF to learn How to Get Ready for SSAE 16.

Download a PDF to learn about 10 Common Employee Benefit Plan Issues.

Download a PDF to learn about 10 Steps to Create a Robust IT Security Program.