Internal Control Attestation

Every organization depends on a properly functioning system of internal controls. Knowing if you are operating as intended and your assets are safeguarded is critical. If you have concerns about your internal controls over financial reporting, information technology security, or require tests of your controls, you need an experienced resource to provide guidance you can trust.

Whether you are a public company, a closely-held entity, or a not-for-profit organization, the Wolf team has the know-how to assist you in validating your internal controls. We plan and perform our procedures to meet each client’s needs in a coordinated, efficient manner. Our Internal Audit specialists provide expertise to improve the quality and effectiveness of your internal control process by identifying control weaknesses and offering practical solutions.

Services include:

• SOX 404 readiness
• Internal control compliance testing
• Broker-Dealer compliance
• Investment advisor compliance
• Service organization audits
• Internal audits

We have been assisting clients with the compliance of internal control requirements of the Sarbanes-Oxley Act since its inception and are also well-versed in the internal control requirements financial institutions, broker-dealers and registered investment advisors face. Our regular communication with clients ensures that surprises are avoided and outcomes positive. The tenured professionals at Wolf stand ready to put our experience to work for you.