Regulatory Compliance

The Wolf Regulatory Compliance Services group performs various regulatory compliance services for financial institutions blending legal expertise and banking experience. Analyzing both federal and state regulatory requirements, the Regulatory Compliance group assists institutions in meeting their regulatory burdens as well as providing training and instruction on current and future requirements. Compliance services that we perform include:

• Independent testing of your institution's compliance with the USA Patriot Act
• Evaluation of Compliance Management Systems
• Assessment of institution-wide compliance risk for auditing and monitoring purposes
• Development of customized training combining compliance requirements with your institution's practices
• Assistance in training of compliance officers with the development of Compliance Management Systems
• Development of compliance policies and procedures
• Independent testing of your institution's compliance with the Bank Secrecy Act

Wolf's experienced regulatory compliance professionals will support your institution in its ongoing federal and state compliance efforts. Please contact Stephen King at (617) 428-5448 to obtain more detailed information on these services.

Wolf and Company, P.C. is one of the only firms in New England that provides comprehensive risk management solutions including, information technology assurance, internal audit and regulatory compliance. We also offer WolfPAC^SM, a secure, on-line suite of control assessment services providing on-going self-evaluation and professional analysis of a control environment.