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David is a Manager for the Firm’s Regulatory Compliance Services group. He is responsible for assisting in the development and execution of compliance reviews, training and various other compliance services for the Firm’s financial institution clients.

David has over eight years of experience performing compliance services for Wolf & Company and over twelve years of experience in the banking industry. He provides services to various types of financial institutions including State Chartered Banks, National Banks, Savings and Loan Associations, and Credit Unions. David has also provided services to broker-dealers and trust companies. He has worked with institutions ranging in asset size from $50 million to over $10 billion in all of New England, New York and New Jersey. Prior to joining Wolf, David worked in Retail Banking for TD Bank, N.A.  

David has experience analyzing and evaluating institutions’ compliance with federal and state statutes and regulations. His primary focus is the Bank Secrecy Act (BSA). He has expertise in numerous areas including the Truth-in-Savings Act, the Electronic Fund Transfers Act, and Identity Theft Red Flag Prevention Programs.  David also has expertise in a range of niche compliance areas including Compliance Management Systems, the ESIGN Act, and Overdraft Protection Programs. In addition to performing compliance reviews, David has been instrumental in the development and execution of new compliance services such as Consumer Complaint Management and BSA/AML Automated Software Reasonableness Testing.

David resides in North Easton, MA with his wife and daughter. When he is not working in the busy world of Regulatory Compliance, David enjoys spending time with his family, watching the Red Sox and Patriots, trying new craft beers, and cooking.