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California Bankers Association Annual Regulatory Compliance Conference

October 4, 2016 @ 9:00am to October 7, 2016 @ 12:00pm

Location: Omni Rancho Las Palmas Resort, Rancho Mirage, CA

Wolf & Company is proud sponsor of this event!

Cynthia Boehmer, JD, will be speaking on the topic of UDAAP Hot Topics: Examples, Commentary and Case Law, on Wednesday, October 5th, at 3:15 PM - 4:45 PM. 

In our work with clients, we have seen two major areas of commentary or confusion related to UDAAP. In this session we will be focusing on monitoring how third party vendors interact with the institution’s clients and the conflict between marketing needs and compliance requirements in promoting products and services.
We will be highlighting misunderstandings in interpretation, sharing regulator commentary, stories in the news, and reviewing case law to get an understanding of what is happening related to UDAAP.

Specific areas to be discussed:
•    How to properly monitor third party interactions
•    Third party training and scripting
•    How to determine unfair or deceptive acts
•    Internal personnel training as to what is allowed and how to market the products/services given customer sophistication
•    Examples of what we have seen in client work /comments from regulators around how to determine sophistication

We will be exhibiting at Booth #10. 

For more information on this event click here.