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Investment Advisor Roundtable Series: Cybersecurity on the Rise

February 26, 2015 @ 3:00am

Program: Cybersecurity on the Rise
With the rising sophistication and frequency of cyber threats, the Securities and Exchange Commission (SEC) has intensified its focus to assess cybersecurity preparedness of broker-dealers and registered investment advisors. This roundtable will provide an update on the current threat landscape, and what you should be doing to address the most prevalent issues. We will also discuss steps you can take to protect your investors and the integrity of your business against cyber threats.

Specific attention will be paid to the following:

  • Guidance on how to protect your networks and information
  • Risks associated with remote customer access, funds transfer requests, and third party vendors
  • How to educate and train your employees on cybersecurity