Brokers-Dealers

Experience

Whether engaged in investment banking, private placements, retail brokerage, or the publishing of investment research, you need a CPA firm with the expertise and industry knowledge to help you succeed in a rigorous and complex regulatory environment. As a PCAOB-registered firm, we have the requisite qualifications and experience to help you successfully and timely comply with financial and income tax reporting obligations, as well as securities laws and FINRA regulations.

Our experienced and trained professionals understand the complexities of your industry, providing practical and insightful solutions to help you comply with—and stay ahead—of regulatory scrutiny and mandates.

Clients We Serve

Matthew C. Vaughn

Principal

[email protected]

(617) 933-3352