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Stephen serves as a Principal and the Director of the Regulatory Compliance group where he guides clients through the myriad of federal and state banking statutes from both an operational and legal perspective. Stephen is responsible for managing a team of professionals to ensure the successful delivery of compliance services to Wolf clients. An avid speaker, he travels regularly, educating the members of financial industry associations throughout the Northeast.

Stephen joined the Firm in 1996 and has twenty five years of experience as an advisor, facilitator and resource to financial institutions, investment companies, mortgage industry professionals and broker-dealers in compliance matters.

Industry & Service Expertise