Brian M. Shea
Biography
Brian is a Principal in Wolf’s Regulatory Compliance Services group. He is responsible for developing and executing compliance reviews, training, and other compliance services for the firm’s financial institution clients.
Brian has over 20 years of experience performing compliance services at Wolf and has worked in the banking industry since 2002. He has provided services to various types of financial institutions, including state-chartered banks, national banks, savings and loan associations, and credit unions.
He also delivers services to investment advisors, broker-dealers, trust companies, and loan and finance companies. Brian has worked with institutions ranging in asset size from $50 million to over $250 billion throughout the northeast, and leads the Wolf’s compliance services for stablecoin.
Prior to joining the firm, he worked in retail banking for Fleet Bank and Bank of America.
Involvement
- Association of Certified Anti-Money Laundering Specialists (ACAMS)
- Eastern Massachusetts Compliance Network (EMCN)
- Western Massachusetts Compliance Association (WMCA) – Board of Governors
Education
- Bachelor of Science in Mathematics from Framingham State University
Insights & Thought Leadership
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