Financial System File Maintenance Build Stronger Controls and Reduce Risk
All financial institutions have controls surrounding file maintenance changes to their cus
Expertise
James T. McGough
Principal
CPA, CGMA
Biography
Jim is a Principal in Wolf’s Assurance Group, where he focuses on financial statement audits for public and non-public banks, financial institutions, and investment management companies, as well as trust operations and employee benefit plans. He also works extensively with U.S. Securities and Exchange Commission (SEC) reporting issues and performs System and Organization Controls (SOC) examinations for a wide range of industries. Jim has over 20 years of experience in auditing. Also, as a former examiner for the National Credit Union Administration (NCUA), he has extensive experience in the credit union industry.
Jim lives in Massachusetts with his wife, who’s also an accountant.
Involvement
- American Institute of Certified Public Accountants (AICPA)
- Massachusetts Society of Certified Public Accountants (MSCPA)
- Wolf Accounting & Auditing Committee
Education
- Bachelor of Science in Business Administration from Fitchburg State University
RESOURCES
Insights & Thought Leadership
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