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Advertising: Common Issues and Best Practices

August 23, 2016 @ 2:00pm

Advertising is a necessity for all institutions. However there are numerous compliance rules in place over the practice. With many regulations coming into play and the heavy impact Unfair, Deceptive and Abusive Acts and Practices (UDAAP) obligations have, institutions need to be extra diligent to make sure that issues don't fall through the cracks.

By attending this session, you will:

  • Identify common audit issues and violations noted with respect to advertising
  • Learn about the major types of advertising issues being raised by regulators
  • Identify best practices that institutions utilize to help avoid or reduce issues

Brian M. Shea, CRCM, CAMS – Regulatory Compliance Senior Manager 

Who Should Attend
Marketing Officers, Compliance Officers, Internal Auditors, Risk Officers

About Wolf & Company's Webinar Program
Clients receive complimentary access to our webinar service designed to give you insight into the issues impacting your industry. If you are not a client, but are interested in this topic, please contact Stephanie Creedon, Wolf & Company's Marketing Coordinator at 617-261-8142 or