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BSA Hot Topics

August 29, 2017 @ 2:00pm

Hot Topics webinars are designed to help you prepare for what is coming up as well as highlight some areas where we are seeing increased focus by the regulators. With the new BSA Beneficial Ownership rule compliance date coming in May 2018 we will spend some time guiding you through what you should be doing now to prepare for the change. We’ll also be spending some significant time sharing insight as to what the examiners are focusing on. Currently, these areas include:

• Due diligence related to third-party payment processors and marijuana-related business 
• High risk customer reviews 
• OFAC verification thresholds 
• Human trafficking red flags 

The penalties that could be handed down can do damage both financially and to your institution’s reputation. Make sure you join us to stay on top of these trending concerns.

David A. Larocque, CAMS

Who should attend:

  • BSA Officers
  • Compliance Officers
  • Deposit Operations personnel
  • Retail Operations personnel
  • Internal Auditors
  • Risk Officers

About Wolf & Company's Webinar Program
Clients receive complimentary access to our webinar service designed to give you insight into the issues impacting your industry. If you are not a client, but are interested in this topic, please contact Stephanie Creedon, Wolf & Company's Marketing Coordinator, at 617-261-8142 or