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Deposit Compliance: Common Violations and Trends

June 27, 2017 @ 2:00pm

Although deposit compliance regulatory changes pale in comparison to those seen in the lending realm, it’s critical for financial institutions to stay on top them. Increases in the use of technology, new types of products and services, and heightened regulatory scrutiny can all lead to issues in areas where you may not expect. In this webinar, you will learn about the most common types of deposit compliance issues and findings that are arising in audits and examinations.

Brian M.Shea, CRCM, CAMS, Regulatory Compliance Senior Manager

Who should attend:

  • Compliance Officers
  • Deposit Operations personnel
  • Retail Operations personnel
  • Internal Auditors
  • Risk Officers

About Wolf & Company's Webinar Program
Clients receive complimentary access to our webinar service designed to give you insight into the issues impacting your industry. If you are not a client, but are interested in this topic, please contact Stephanie Creedon, Wolf & Company's Marketing Coordinator, at 617-261-8142 or