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Update on Beneficial Ownership

May 15, 2018 @ 2:00pm

Hot Topics webinars are designed to help you prepare for what is coming up as well as highlight some areas where we are seeing increased focus by the regulators. With the new BSA Beneficial Ownership rule in effect we will spend some time guiding you through the likely impact. Additional areas to be covered will include Medical Marijuana, Human Trafficking, cyber events, and recent Bank Secrecy Act Exam issues.

Attendees will:

  • Review FinCEN’s Frequently Asked Questions published April 3, 2018
  • Hear about industry best practices for the collection of Beneficial Ownership information
  • Review triggering events for collecting Beneficial Ownership information

Make sure you join us to stay on top of these trending concerns.

David A. Larocque, CAMS - Regulatory Compliance Manager - Wolf & Company
Heather L. Johnson - Senior Regulatory Compliance Consultant - Wolf & Company

Who should attend?

  • BSA Officers
  • Compliance Officers
  • Deposit Operations personnel
  • Retail Operations personnel
  • Internal Auditors
  • Risk Officers

About Wolf & Company's Webinar Program
Clients receive complimentary access to our webinar service designed to give you insight into the issues impacting your industry. If you are not a client, but are interested in this topic, please contact Stephanie Creedon, Wolf & Company's Marketing Specialist, at 617-261-8142 or