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Our Experience

Wolf & Company has been assisting clients with the compliance of internal control requirements of the Sarbanes-Oxley Act since its inception. Whether you are a public company, broker-dealer, investment advisor, or closely held company, our extensive experience working with organizations in heavily regulated industries means we understand the internal control requirements you face.

Our Approach

We plan and perform our procedures to meet each client’s needs in a coordinated, efficient manner. Our Internal Audit specialists provide expertise to improve the quality and effectiveness of your internal control process by identifying control weaknesses and offering practical solutions.

Our regular communication with clients ensures that surprises are avoided and outcomes positive.

Our Experience Beyond Internal Control Attestation

  • SOX 404 readiness
  • Internal control compliance testing
  • Broker-Dealer compliance
  • Investment advisor compliance
  • Service organization audits
  • Internal audits