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Issued Faced by Broker-Dealers

Whether your business is engaged in investment banking, equity or municipal securities trading, or research and publication of securities transactions, you need a firm that will be your resource throughout the year. In a highly regulated industry you want ready access to your team, and help from experienced professionals to answer your questions as they arise.

Our Broker-Dealer Services

Wolf’s professionals have the experience and credentials that your broker-dealer business needs.

Services include: