WOLF & CO Events & Webinars Regulatory Compliance Change Management: Are You Prepared?

Regulatory Compliance Change Management: Are You Prepared?

Date Presented

August 18, 2020


Brian M. Shea


Now more than ever, financial institutions have to consider the risk of change. Regulatory changes, system conversions, new products and services, and corrective action for audit findings are just a few examples of situations that will frequently impact your organization—and it’s critical to have a proper handle on your processes to ensure compliance issues don’t arise when these changes occur.

During this webinar, we’ll discuss how to adequately react to shifts in your organization, remain compliant in an ever-changing environment, and ensure business agility in change management processes.

Key Takeaways:

  • Ways to react when change impacts your organization
  • Types of situations where customer notification is required to comply
  • Best practices and controls over change management compliance