WOLF & CO Events IBANYS Regulatory Compliance Update for Community Banks

IBANYS Regulatory Compliance Update for Community Banks


February 8, 2022, 8:30 am - 2:30 pm


Stephen R. King, JD, AMLP




Location: Zoom

Steve will be speaking on the topic Vendor Management through the Regulatory Compliance Lens at 1:35 pm EST.

Does your vendor management program address the regulatory compliance concerns during the full life cycle of the vendor relationship? The risks associated with outsourcing processes to third and fourth parties continue to rise. These days a mature program is proactive rather than the classic reactive approach; analyzing regulatory compliance responsibilities that interact with such relationships. Wolf will provide its industry experience to discuss what a mature program looks like, as well as shedding light on what can go wrong if a proactive approach is not taken. We will discuss current higher risk relationships such as fintech, lending and operational vendors. Attendees will leave this session with the knowledge of how an effective vendor management program functions across lines within a bank.

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