Date
September 29, 2021, 8:30 am - 11:00 am
Presenters
Principal
Principal
Principal
Description
Location: Wolf & Company – 255 State Street, Boston, Ma 20109
Over the past year, unprecedented events such as the COVID-19 pandemic and the SolarWinds Orion attack have impacted organizations of all sizes across all verticals—leaving many either scrambling to remediate disruptions or generate new procedures to prevent them.
Investment advisers, broker-dealers, and family offices spend a significant amount of time managing financial and investment risk. In response to the challenges and disruptions of the past year, professionals within the financial services industry have increasingly been forced to also consider a variety of operational and compliance risks to ensure success and security. During this roundtable, industry experts will gather to discuss:
- The importance of a solidified risk management program
- How to analyze your current program and predict your level of preparation
- Ways to identify gaps and strengthen your overall program
Diving into cyber incident response, business continuity planning, and versatile compliance management, you’ll learn how to adequately prepare for threats on the horizon and actionable strategies to handle a disruptive event quickly, efficiently, and safely.
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