Date
September 29, 2021, 8:30 am - 11:00 am
Presenters
Principal
Principal
Principal
Description
Location: Wolf & Company – 255 State Street, Boston, Ma 20109
Over the past year, unprecedented events such as the COVID-19 pandemic and theย SolarWindsย Orion attack have impacted organizations of all sizes across all verticalsโleavingย manyย either scrambling to remediateย disruptionsย orย generate new procedures to prevent them.
Investment advisers, broker-dealers,ย andย family officesย spend a significant amount of time managing financial and investment risk.ย In response to the challenges and disruptions of the past year, professionals within the financial services industry have increasingly been forced to also consider a variety of operationalย and complianceย risksย to ensure success and security. During this roundtable, industry experts will gather to discuss:
- The importance of a solidified risk management program
- How to analyze your current program and predict your level of preparation
- Ways to identify gaps and strengthen yourย overall program
Diving into cyber incidentย response, business continuity planning, and versatile compliance management, youโll learn how to adequately prepare for threats on the horizonย and actionable strategies to handle a disruptive event quickly, efficiently, and safely.
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