Regulatory Compliance

Experience

Wolf’s team of experts understand federal and state prerequisites to assist you in meeting ever-changing compliance requirements. We provide accurate analyses of your programs—allowing you to make informed business decisions, proactively manage risk, and improve your overall compliance posture.

We offer consumer protection regulatory compliance services, with specialized expertise in Bank Secrecy Act/Anti-Money Laundering (BSA/AML), TILA-RESPA Integrated Disclosure (TRID), and the Home Mortgage Disclosure Act (HMDA). Our team possesses the necessary resources, experience, and expertise to assist businesses of all sizes every step of the way.

Clients We Serve

Expertise

  • Advisory Services
  • Anti-Money Laundering Software Validations
  • Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Audits
  • Compliance Management System Analysis
  • Lending Compliance Audits & Projects
  • Retail and Operational Audits & Projects

Stephen R. King
Principal
Insights

FDIC Proposes Amendments to Part 363 Thresholds With Inflation Indexing

FDIC proposes raising FDICIA Part 363 thresholds to ease burdens on smaller banks and align...

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Insights

Developing an AML Program? What Investment Advisers Need to Know

FinCEN’s final rule requires investment advisers to establish anti-money laundering (AML) programs – here are...

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Alerts

OCC Makes Organizational Changes to Bank Supervision Functions

Smaller institutions should prepare for a potential shift in expectations. Are you confident your risk and...

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Insights

OFAC Compliance: The Critical Role of Model Validation in Sanctions Screening

How can you validate that your financial institution’s OFAC screening models are up to regulatory...

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